Associate Vice President, Investment Adviser Compliance

About the Company: Leading international alternative asset organization offering comprehensive investment solutions Industry Investment Management Type Public Company Founded 1997 Employees 1001-5000 Categories Consulting & Professional Services Investment Management ALTERNATIVE ASSET MANAGER ARES ARES MANAGEMENT ARES MANAGEMENT CORPORATION ASSET MANAGER Credit Investment Services LLC PRIVATE EQUITY REAL ESTATE Securities Asset Management Finance Financial Services Specialtiesprivate equity credit real estate strategic initiatives alternative asset management financial services investment management and direct lending Business ClassificationsB2BAbout the RoleThe Company is seeking an Associate Vice President, Investment Adviser Compliance, to help develop and strengthen its compliance program. The role partners with compliance, finance, accounting, technology, and other teams to advance data capabilities and support regulatory initiatives. Responsibilities include advising business stakeholders on policies and procedures, identifying and mitigating compliance risks, and supporting governance related to valuation, reporting, management fees, and expense allocation. The successful candidate will also assess emerging technologies for appropriate compliance applications, lead cross-functional initiatives, and elevate risks and recommendations to senior leadership. Applicants should have a bachelor’s degree in business or a related field and at least seven years of experience in compliance, audit, financial reporting and analysis, or a related area. Strong knowledge of SEC requirements, investment adviser compliance, and U.S. and international regulatory environments is required. Experience developing data-driven capabilities, along with familiarity with technology applications such as generative AI in regulated settings, is valued. Candidates should bring project and change management skills, strong communication and analytical abilities, attention to detail, sound judgment, and proficiency with Microsoft Office applications. Hiring Manager Title Chief Compliance and Regulatory Officer FunctionsLegal