AVP, Compliance Control Room - Hybrid NYC

Wedbush Securities seeks an AVP, Compliance Control Room, to oversee controls mitigating conflicts of interest and information barrier integrity. Hybrid role based in New York City. You will monitor employee trading, implement policies, and coordinate cross-department compliance efforts. The position requires strong regulatory knowledge, 5+ years in the industry, and excellence in analysis and communication. A structured program supports ongoing training and policy development.