Broker-Dealer Compliance Principal (Email Surveillance)
L5
stonex groupWinter Park, FLyesterday
Industries
Miscellaneous IntermediationInvestment Banking and Securities IntermediationSecurities and Commodity ExchangesStoneX Group Inc. is seeking a broker-dealer designated principal email review professional to join Institutional operations. You will review email communications and monitor social media to ensure compliance across the firm.
The role requires 2 years of broker-dealer supervision experience, email surveillance expertise, and strong communication skills. Educational requirements include a college degree or equivalent industry experience, plus Series 7/24/63 licenses.
Apply now
Level
SeniorL5
Location
Winter Park, FL
Occupation
Compliance Officers
Industry
Miscellaneous Intermediation
Posted
yesterday
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