Deputy CCO — Broker-Dealer & RIA Compliance Leader

L7

madison avenue securitiesSan Diego, CA2 days ago
Madison Avenue Securities is seeking a Deputy Chief Compliance Officer to lead its broker-dealer and registered investment adviser compliance programs. Reporting to the Chief Compliance Officer, you will provide regulatory expertise, support key compliance functions, mentor team members, and partner with leaders across the organization to strengthen our culture of compliance. The role requires 5+ years of investment advisory compliance experience and active FINRA Series 7 and Series 24 licenses.
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Level

ManagerL7

Location

San Diego, CA

Occupation

Compliance Managers

Industry

Investment Banking and Securities Intermediation

Posted

2 days ago

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