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Regulatory Risk Compliance Specialist

L5

gac solutionsJersey City, NJ9 days ago

Occupations

Compliance ManagersCompliance OfficersFinancial Risk Specialists

Industries

Commercial BankingSavings Institutions and Other Depository Credit IntermediationInvestment Banking and Securities Intermediation
Key Responsibilities: Develop and implement compliance plans based on business risks. Conduct compliance testing and risk assessments. Define and monitor Key Risk Indicators (KRIs).Prepare quarterly compliance reports. Manage regulatory compliance policies and governance. Review and confirm whether U.S. regulations, including SEC, CFTC, BSA/AML, and OFAC, apply to the bank’s European operations. Ensure compliance with U.S. regulations that may apply to overseas operations.
Key Skills Required:
  • Regulatory Compliance
  • Risk Assessment and Compliance TestingSEC and CFTC RegulationsBSA/AML and OFAC Compliance
  • Key Risk Indicators (KRIs)
  • Compliance Reporting and GovernanceU.S. Extraterritorial Regulations
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Apply now (opens in a new tab)

Level

SeniorL5

Location

Jersey City, NJ

Occupation

Compliance Managers

Industry

Commercial Banking

Posted

9 days ago

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