Financial Services Risk & Compliance Manager

L5

rsm usNew York, NYyesterday
RSM US LLP in New York seeks a motivated Manager to lead financial services risk consulting engagements, focusing on BD/RIA regulatory compliance, governance, and risk assessment. You will direct project planning, testing, reporting, and stakeholder communication, while developing client relationships and mentoring teams in a fast-paced, collaborative environment. This role offers exposure to SEC/FINRA rules, ongoing education, and opportunities for leadership within a growing practice.
Apply now
Apply now

Level

SeniorL5

Location

New York, NY

Occupation

Compliance Managers

Industry

Other Management Consulting Services

Posted

yesterday

To get sharper similar jobs, create your profile using the link below.

Create profile