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Vice President Internal Audit - Fixed Income

L7

kforceBrooklyn, NYyesterday

$103.37 per hour

Occupations

Accountants and AuditorsFinancial Specialists, All OtherCompliance Managers

Industries

Portfolio Management and Investment AdviceInvestment Banking and Securities IntermediationMiscellaneous Financial Investment Activities
Description: Kforce's client, a global financial services firm in NYC, is seeking a Vice President of Internal Audit to lead audits the Fixed Income trading business. This individual will lead risk-based audit activities across trading and related control functions, with a particular focus on market, valuation, operational, and regulatory risk. The role is 4 days in the office & 1 day remote. This firm offer excellent opportunities for advancement within audit or within the business, along with fantastic benefits & annual bonus!
Key Responsibilities:
  • Lead risk-based audits covering Fixed Income trading and related functions* Assess the effectiveness of controls across the trade lifecycle* Evaluate valuation, financial, operational, and regulatory risks* Identify emerging risks and incorporate them into audit planning* Manage audit engagements including planning, testing, findings, reporting, and follow-up* Communicate audit observations and risk implications to senior stakeholders* Partner with business, risk, and control functions across the organization* Use data and risk indicators to identify areas requiring additional review* Provide guidance and mentorship to other members of the audit team
Requirements:
  • CIA, CPA, CFA, SIE, CIDA, CAIA or other relevant certification preferred* 6+ years of internal audit experience out of financial services focused on auditing fixed income trading businesses* Strong knowledge of Fixed Income products and markets* Understanding of the end-to-end trading lifecycle and related controls* Experience with internal audit methodology and risk assessment* Strong analytical, project management, and communication skills* Ability to interact effectively with senior business and risk stakeholders Job TypeDirect Hire Compensation150000 - $215000
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Apply now (opens in a new tab)

Level

ManagerL7

Salary

$103.37 per hour

Location

Brooklyn, NY

Occupation

Accountants and Auditors

Industry

Portfolio Management and Investment Advice

Posted

yesterday

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