Legal and Compliance Associate

abacus groupBrooklyn, NY3 days ago

Occupations

Industries

Our client is a specialized investment firm. They seek a Legal and Compliance Associate to join their Manhattan, NY office.

Responsibilities:

Prepare regulatory filings and maintain supporting documentation to ensure timely and accurate submissions
Collaborate with Compliance and Legal teams to support business units on regulatory and policy-related matters
Review compliance monitoring reports and investigate potential exceptions or control issues
Assist with the development, implementation, and maintenance of compliance policies and procedures
Support regulatory examinations, internal audits, and compliance testing activities by gathering documentation and responding to requests
Conduct research on new and evolving regulatory requirements and communicate relevant updates to internal stakeholders
Monitor compliance deadlines and maintain tracking logs for recurring regulatory obligations
Participate in long-term initiatives to enhance compliance processes, controls, and reporting capabilities
Maintain accurate compliance records, certifications, and regulatory documentation

Requirements:

Bachelor's degree or higher 1-4 years of experience in paralegal work, accounting, financial operations, compliance, or investment management
Excellent analytical skills
Excellent written and verbal communication skills
Project management acumen and a keen eye for detail
JobID: 47478

Level

MidL4

Location

Brooklyn, NY

Occupation

Compliance Managers

Industry

Offices of Lawyers

Posted

3 days ago

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