Compliance Officer

Key Requirements: 5-10 years of compliance experience within private credit, asset-backed finance (ABF), private equity, hedge funds, or alternative asset management. Strong knowledge of the Investment Advisers Act of 1940 and private fund regulations. Experience supporting SEC examinations, audits, and regulatory filings. Background with Form ADV, Form PF, and adviser compliance programs. Experience developing compliance monitoring, testing, and risk assessment programs. Familiarity with private fund operations, fundraising, investor due diligence, and fund launches. Knowledge of Code of Ethics administration, personal trading surveillance, and employee compliance certifications. Experience reviewing marketing materials, investor communications, and regulatory disclosures. Understanding of KYC/AML, governance, and operational compliance requirements. Exposure to multi-jurisdictional regulatory frameworks and third-party service provider oversight. Ability to partner with investment, operations, finance, legal, and investor relations teams. Strong written communication, organizational skills, and attention to detail. Proven ability to balance regulatory requirements with business objectives in a fast-growing environment. Bachelor's degree required; JD, MBA, CFA, CRCP, or similar credentials are a plus. Direct experience supporting private credit, direct lending, structured credit, specialty finance, ABF, or other private fund strategies strongly preferred.