VP, Markets Compliance for US Broker-Dealer

BNY Mellon, based in NY/NJ area with flexibility to be located in New York City, Pittsburgh, or Lake Mary, FL, seeks a Vice President for Markets Compliance focused on the US Broker Dealer. This role offers high-visibility collaboration with Compliance, Finance and Operations to strengthen risk and regulatory programs. The candidate will advise on broker-dealer laws, help design and maintain compliance controls, conduct risk assessments, and support remediation efforts under the Chief Compliance