Chief Compliance Officer

Responsibilities: Oversee all aspects (planning, preparation, and review) of regulatory filings Manage the entire compliance program from conducting compliance testing to ensuring effective cybersecurity policies and procedures are in place to Code of Ethics work Collaborate with the firm’s investment professionals and marketing team to review marketing decks/investor letters/DDQ responses and manage the restricted list Stay up to date on regulatory developments and industry trends to ensure the compliance program remains current and effective QualificationsBachelor’s degree and JD required Former experience in big law required Current experience at a private equity or private credit organization in a compliance capacity Expertise in regulatory compliance relevant to SEC-registered investment advisers, either as an in-house compliance professional, compliance consultant, or attorney 10+ years of experience required Job Reference #AM3300935 Referrals increase your chances of interviewing at Cardea Group by 2x Medical insurance Vision insurance 401(k) Paid maternity leave Paid paternity leave Disability insurance Get notified about new Compliance Officer jobs inConnecticut, United States .