Senior Compliance Leader - Distribution & Capital Markets
pimcoNew York, NY
Senior Compliance Leader - Distribution & Capital Markets
L6
pimcoNew York, NYtoday
Industries
Investment Banking and Securities IntermediationMiscellaneous IntermediationMiscellaneous Financial Investment ActivitiesPIMCO Ltd. - Pacific Investment Management Company is seeking a Senior Compliance Officer to lead compliance for distribution, broker-dealer and capital markets activities, including oversight of the compliance program for PIMCO Investments LLC (PI).
You will oversee the regulatory framework for broker-dealer operations, FINRA compliance, and related regulatory obligations, partnering with attorneys and business stakeholders to design, implement and monitor an effective compliance program across
Apply now
Level
LeadL6
Location
New York, NY
Occupation
Compliance Managers
Industry
Investment Banking and Securities Intermediation
Posted
today
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