Senior Compliance Leader - Distribution & Capital Markets

L6

pimcoNew York, NYtoday
PIMCO Ltd. - Pacific Investment Management Company is seeking a Senior Compliance Officer to lead compliance for distribution, broker-dealer and capital markets activities, including oversight of the compliance program for PIMCO Investments LLC (PI). You will oversee the regulatory framework for broker-dealer operations, FINRA compliance, and related regulatory obligations, partnering with attorneys and business stakeholders to design, implement and monitor an effective compliance program across
Apply now
Apply now

Level

LeadL6

Location

New York, NY

Occupation

Compliance Managers

Industry

Investment Banking and Securities Intermediation

Posted

today

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