Director of Compliance
greystarBrooklyn, NY
Director of Compliance
L7
greystarBrooklyn, NYtoday
Industries
Miscellaneous Financial Investment ActivitiesPortfolio Management and Investment AdviceResidential Property ManagersOverview:
In this role you will lead and advance the compliance program for Greystar’s SEC-registered investment adviser and FINRA-registered broker-dealer, collaborating with Legal, Investor Relations, Accounting, Investments, and Portfolio Management to ensure regulatory adherence across real estate, credit, and infrastructure private funds. You will monitor evolving rules, refine policies, and document decisions to sustain a practical, well-managed program. The position combines policy, training, and process improvement with a focus on proactive risk management and transparent governance. This is an opportunity to shape Greystar’s compliance framework in a fast-paced, multi-asset platform. Compensation / Benefits Competitive medical, dental, vision, disability and life insurance Generous paid time off: 15 vacation days, 4 personal, 10 sick, 11 holidays Onsite housing discount for onsite team members 6-week paid sabbatical after 10 years 401(k) with company match up to 6% Paid parental leave and fertility benefit reimbursement up to $10,000
Responsibilities:
Administer and continuously improve compliance policies and procedures under Rule 206(4)-7 Advisers Act Monitor regulatory developments from the SEC, FINRA and others and assess impact on advisory/broker-dealer programs Draft compliance memoranda with regulatory analysis and rationale Identify and implement automation and efficiency improvements for compliance workstreams Review and approve marketing materials and performance presentations Support annual compliance review process, including testing Assist with preparation and timely filing of Form ADV, Form PF, Form D, and other filings Administer personal trading, gifts/entertainment, political contributions, and outside business activity policies Coordinate responses to regulatory examinations Assist in firm-wide compliance training on regulatory requirements and risks Maintain and oversee books and records program Track and manage compliance calendars, deadlines, and action items
Key requirements:
Bachelor's degree; advanced degree or certification a plus (J.D., CPA, CFA, paralegal, etc.) 7+ years of relevant compliance or regulatory legal experience, preferably with investment adviser or broker-dealer that sponsors private funds Series 7/24/82 licenses a plus or willingness to obtain Strong analytical, written, and verbal communication; ability to translate regulatory requirements into practical guidance Self-starter with organizational and managerial skills; ability to drive results under ambiguity Ability to manage multiple projects and deadlines in a fast-paced environment High integrity, sound judgment, discretion with sensitive information Proficiency in Excel and PowerPoint; experience with compliance recordkeeping systems (ACA Compliance Alpha, ComplySci, Global Relay) and AI tools (ChatGPT, Claude) is a plus Analytical thinking Strong written and verbal communication Self-motivation and initiative Excel PowerPoint ACA Compliance Alpha
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Level
ManagerL7
Location
Brooklyn, NY
Occupation
Compliance Managers
Industry
Miscellaneous Financial Investment Activities
Posted
today
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