Sr. Capital Markets & Intermediary Specialist
L5
paralel technologiesDenver, CO2 days ago
$110,000 - $135,000
Occupations
Securities, Commodities, and Financial Services Sales AgentsInvestment Fund ManagersBrokerage ClerksIndustries
Investment Banking and Securities IntermediationMiscellaneous IntermediationMiscellaneous Financial Investment ActivitiesSr. Capital Markets & Intermediary Specialist (ETFs & Mutual Funds)
Company Overview:
Paralel Technologies is a Fin Tech firm redefining the relationship between asset managers and theirback office. We are the future of the back office, using next-generation technology and old schoolrelationship-driven culture to redefine the value proposition for our clients. Paralel Distributors LLC isthe registered broker-dealer affiliated with Paralel Technologies.
Role Overview:
Paralel is seeking a motivated and experienced Senior Capital Markets & Intermediary Specialist tojoin our growing team. This role plays a critical part in supporting ETF primary market activity andintermediary oversight across our product ecosystem,, including mutual funds and exchangetraded products (ETFs/ETPs).The position will coordinate closely with authorized participants (APs), market makers, financialintermediaries, and banking partners, helping to ensure the efficient operation, oversight, andongoing optimization of various intermediary and capital market related workflows. The idealcandidate thrives in a fast-paced environment, is highly organized, and demonstrates strongcommunication and relationship management skills.
Job Responsibilities:
• Coordinate the review, execution, and ongoing maintenance of intermediary agreements, including maintaining inventories, identifying operational implications, and facilitatingupdates and approvals with relevant stakeholders• Analyze intermediary agreements from a business and operational perspective, identifyingkey terms, risks, and impacts.• Conduct and maintain ongoing due diligence on financial intermediaries and authorizedparticipants, including escalation of issues and monitoring of remediation efforts.• Prepare and support intermediary-level reporting for boards, committees, and client-facingmaterials.• Review and approve ETF primary market activity (creation/redemption orders) acrossrelevant platforms in accordance with established controls.• Oversee other cash activity, including movements related to collateral.• Oversee intermediary and distribution-related fee validation processes, including review ofcalculations, supporting documentation, and investigation/resolution of variances.• Coordinate intermediary-related payments and ensure accuracy, timeliness, and properdocumentation.• Serve as a primary point of contact for clients regarding intermediary and authorizedparticipant relationships, providing guidance and issue resolution.• Partner with internal teams (e.g., compliance, operations, distribution) to ensure alignment, transparency, and efficient execution of processes.
Skills and Qualifications:
• Bachelor’s degree required.• 5+ years of experience in intermediary operations and/or fund/ETF operations• Working knowledge of intermediary fee structures (e.g., 12b-1, distribution, servicing, platform fees)• Exposure to ETF primary market structure and authorized participants• Experience overseeing third-party service providers and managing exceptions throughresolution• Ability to work independently with minimal supervision• Active FINRA Series 7 license required; Series 24 preferred.• Strong organizational skills with the ability to manage multiple priorities and deadlines• Excellent interpersonal and communication skills, with a client-service orientation• High attention to detail and commitment to delivering quality outcomes• Flexible, good tolerance for ambiguity, and able to quickly adapt to changing priorities.• A top performer with a proactive approach who has a “doer” and problem-solver mentality.• Strong team player with a collaborative approach
Compensation Range:
• $110,000 - $135,000• The actual salary offer to the successful candidate will be based on job-related education, training, industry experience, certifications, and other factors.
Other Compensation: • Performance bonus eligible
Benefits & Perks:
Our benefits reflect our commitment to investing in your health, career, and future.• Competitive medical, dental, and vision benefits with generous employer contributions• Paid parental leave• Company-paid life and disability insurance• Voluntary supplemental benefits to fit your needs• 401(k) with employer match• Unlimited paid time off and 10 paid holidays• Tuition reimbursement to support professional growth• On-site gym and yoga studio• Flexible work environment• A collaborative, values-driven culture focused on service, teamwork, and community Application Deadline October 31, 2026 Paralel Technologies LLC is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.
Apply now
Level
SeniorL5
Salary
$110,000 - $135,000
Location
Denver, CO
Occupation
Securities, Commodities, and Financial Services Sales Agents
Industry
Investment Banking and Securities Intermediation
Posted
2 days ago
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