Securities Compliance Officer at BaRupOn LLC Liberty, Liberty County, TX

Job Summary: The Securities Compliance Officer will oversee regulatory compliance related to capital raising, investor disclosures, and securities law. This role ensures that BaRup On's investor engagements, offerings, and financial marketing materials comply with SEC regulations, state securities laws, and applicable global investment laws. The ideal candidate has a strong background in securities compliance, private placements, and exempt offerings.

Key Responsibilities: Ensure compliance with federal and state securities laws (e.g., Regulation D, Rule 506(b)/(c), Blue Sky filings) Draft, review, and manage offering documents, investor disclosures, and compliance certifications Monitor communications with potential investors to ensure adherence to securities marketing rules Conduct regulatory due diligence for offerings, SPVs, and fundraising structures Coordinate with legal counsel to manage filings and maintain compliance calendars Train internal teams on securities‐related communication protocols and legal boundaries Track and manage regulatory risks related to investor outreach (US and international) Interface with legal, finance, and investor relations teams to support ongoing fundraising rounds Qualifications 5–8+ years of experience in securities compliance, legal, or financial regulation Strong knowledge of SEC rules, Reg D offerings, Blue Sky compliance, and private placements Bachelor's degree required; J.D., Series 7/63, or relevant legal/compliance certification preferred Experience with SPVs, institutional fundraising, or infrastructure finance a plus Excellent attention to detail and understanding of regulatory risk in investment contexts Strong written communication and documentation skills Preferred Skills Familiarity with investor relations platforms and digital capital raising Knowledge of global securities regulations (e.g., EU AIFMD, Canadian exemptions, etc.) Previous experience in energy, infrastructure, or real estate capital markets Benefits Competitive salary + bonus based on project completion and compliance milestones Health, dental, and vision insurance 401(k) with employer match Paid time off and holidays Legal education/professional licensing support