Remote SEC Broker-Dealer Regulatory Reporting SME (1-Year Contract)
atlas searchNew York, NY
Remote SEC Broker-Dealer Regulatory Reporting SME (1-Year Contract)
L3
atlas searchNew York, NYyesterday
Occupations
Securities, Commodities, and Financial Services Sales AgentsBrokerage ClerksAccountants and AuditorsIndustries
Investment Banking and Securities IntermediationPortfolio Management and Investment AdviceSecurities and Commodity ExchangesAtlas Search seeks a SEC Broker-Dealer Regulatory Reporting SME to support its UK-based entity’s U.S. security-based swap dealer reporting requirements. This is a one-year contract role that can sit in New York City or performed remotely.
The role requires deep knowledge of SEC rules (FOCUS, NLA, 15c 3-1, 15c 3-3) and CFTC requirements, plus experience in policy interpretation and governance, with exposure to IFRS, Workiva, and Axiom.
Apply now
Level
JuniorL3
Location
New York, NY
Occupation
Securities, Commodities, and Financial Services Sales Agents
Industry
Investment Banking and Securities Intermediation
Posted
yesterday
To get sharper similar jobs, create your profile using the link below.