Senior Securities Compliance Lead for Capital Raising

L5

baruponLiberty, TX11 days ago
BaRupOn LLC in Liberty, Texas seeks a Securities Compliance Officer to oversee capital-raising compliance, investor disclosures, and securities law adherence across federal, state, and international contexts. The role requires a deep understanding of Regulation D and private placements, with experience in SPVs and infrastructure finance, plus excellent written communication and risk assessment skills to support ongoing fundraising efforts.
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Level

SeniorL5

Location

Liberty, TX

Occupation

Securities, Commodities, and Financial Services Sales Agents

Industry

Investment Banking and Securities Intermediation

Posted

11 days ago

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