Financial Services Regulatory & Compliance Associate (Senior Level) - Los Angeles
direct counselChicago, IL
$260,000–$365,000 annually
Apply now (opens in a new tab)Financial Services Regulatory & Compliance Associate (Senior Level) - Los Angeles
L5
$260,000–$365,000 annually
Industries
Miscellaneous IntermediationOffices of LawyersOther Activities Related to Credit IntermediationSenior Financial Regulatory & Compliance Associate Direct Counsel is representing a leading AmLaw 100 firm seeking a Senior Associate with 7+ years of financial services regulatory and compliance experience to join its Financial Regulatory & Compliance Practice. This is an excellent opportunity to advise sophisticated banking, fintech, payments, and financial services clients on complex regulatory matters.
Key Responsibilities:
Advise banks, fintech companies, money services businesses, and virtual currency/payment platforms. Counsel clients on licensing, chartering, new product development, M&A, bank partnership models, and third-party risk. Advise on BSA/AML, BHCA, IBA, Reg Y, Reg K, CRA, Volcker Rule, capital/liquidity risk, and consumer protection regulations. Represent clients before federal regulators, including the Federal Reserve, FDIC, OCC, FinCEN, and state authorities. Handle regulatory enforcement matters as applicable.
Qualifications:
7+ years of financial services regulatory and compliance experience. Strong experience advising banks, fintech, payments, or financial services companies. Experience with federal and state financial regulators required. Excellent legal research, writing, analytical, and communication skills. Strong academic credentials and attention to detail. Demonstrated ability to take significant responsibility and manage complex matters. Must be admitted or eligible for admission in the applicable jurisdiction. Spanish fluency is a plus, but not required. Locations Miami, FL | Los Angeles, CA | Atlanta, GA | Washington, D.C. | Dallas, TX | Chicago, IL | San Diego, CA | San Francisco, CA | New York, NY | Phoenix, AZ Onsite | Full-Time Compensation $260,000–$365,000 annually, depending on experience and location, plus discretionary bonus and comprehensive benefits.
Apply now (opens in a new tab)
Level
SeniorL5
Salary
$260,000–$365,000 annually
Location
Chicago, IL
Occupation
Compliance Managers
Industry
Miscellaneous Intermediation
Posted
today
To get sharper similar jobs, create your profile using the link below.