Senior Analyst, Financial Disclosure & Trading Compliance
financial industry regulatory authorityDerwood, MD
Senior Analyst, Financial Disclosure & Trading Compliance
L5
financial industry regulatory authorityDerwood, MDyesterday
Industries
Investment Banking and Securities IntermediationPortfolio Management and Investment AdviceMiscellaneous IntermediationFINRA is seeking a Principal Analyst for Financial Disclosure & Trading in the Ethics and Compliance Office. The role focuses on accuracy of disclosures, detection of trading violations, and preparing guidance for Code of Conduct materials and training.
This senior individual contributor works independently, maintains confidentiality, and represents ECO at internal engagements. Hybrid work with travel may be required; interaction with employees at all levels is essential.
Apply now
Level
SeniorL5
Location
Derwood, MD
Occupation
Compliance Officers
Industry
Investment Banking and Securities Intermediation
Posted
yesterday
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