Registered Investment Analyst - Series 7/63
virtual vocationsDenver, CO
Registered Investment Analyst - Series 7/63
L5
virtual vocationsDenver, COtoday
Occupations
Securities, Commodities, and Financial Services Sales AgentsFinancial and Investment AnalystsBrokerage ClerksIndustries
Investment Banking and Securities IntermediationMiscellaneous Financial Investment ActivitiesPortfolio Management and Investment AdviceSupporting clients and registered financial representatives with investment account inquiries, the full-time Registered Investment Analyst - Series 7/63 will provide consultative services, manage securities transactions, and contribute to continuous improvement efforts in a remote setting.
Key responsibilities:
Provide consultative service on investment concepts and act as a point of expertise on mutual fund trading and brokerage account servicing
Analyze and review investment transactions while ensuring accuracy and compliance
Collaborate with department leads to drive product enhancements and educate clients on digital capabilities
Required qualifications:
FINRA Series 6 or 7 and 63-equivalent licenses (65 or 66)
Associate's degree in business or a related field or equivalent combination of education and experience
Minimum of 3 years of related financial services experience
Intermediate understanding of tax implications related to investments
Strong desire to continuously learn and improve
Apply now (opens in a new tab)
Level
SeniorL5
Location
Denver, CO
Occupation
Securities, Commodities, and Financial Services Sales Agents
Industry
Investment Banking and Securities Intermediation
Posted
today
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