Compliance Officer

Compliance Specialist Perform required compliance functions in coordination with and under the direction of the firm's Chief Compliance Officer and Vice President of Compliance; Review advertising and marketing materials, including but not limited to promotional material, radio, podcast and television review; Play a lead role in building relationships with financial professionals and conduct compliance-training consultations when needed; Research regulations by reviewing insurance and securities rules and regulations; Develop, review, and maintain compliance policies, procedures, and forms; Prepare team analytic reports by collecting, analyzing, and summarizing information; Contribute to the team effort by accomplishing related results and goals as required. Experience Minimum of two years of financial services industry experience; Insurance licensing required within 90 days. Series 7, 24, 65 or 66 a plus, but not required. Bachelor's degree or equivalent combination of education and work experience; Strong computer skills for managing data, report creation, developing presentations, etc.; and Time management and the ability to handle multiple tasks in a fast-paced environment; Detail oriented, focused on quality in all aspects of your work; Thorough knowledge of life insurance and annuity products; Strong problem-solving and researching skills.