Senior Compliance Officer - Fintech Brokerage

A financial services firm in Chicago is seeking an experienced Compliance Officer to oversee and manage compliance across its brokerage and fintech operations. Responsibilities include ensuring adherence to regulatory frameworks, developing compliance policies, and conducting internal audits. Ideal candidates will have a Bachelor's degree and at least 2 years in legal or compliance roles, with strong knowledge of AML/KYC regulations. A competitive compensation package is offered, ensuring a desirable work environment.