Designated Principal, Email Surveillance & Compliance
stonex groupMiami, FL
Designated Principal, Email Surveillance & Compliance
L6
stonex groupMiami, FLyesterday
Occupations
Compliance ManagersCompliance OfficersGambling Surveillance Officers and Gambling InvestigatorsIndustries
Miscellaneous IntermediationMiscellaneous Financial Investment ActivitiesInvestment Banking and Securities IntermediationStoneX Group Inc. in Miami, FL seeks a broker-dealer designated principal for email review and surveillance. The role requires reviewing firm emails across the organization and monitoring electronic communications to ensure compliance.
Requirements include:
2 years in broker dealer supervision, email surveillance experience, and strong communication skills. Education should include a college degree or industry experience plus Series 7, 24 and 63 credentials.
Apply now
Level
LeadL6
Location
Miami, FL
Occupation
Compliance Managers
Industry
Miscellaneous Intermediation
Posted
yesterday
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