Lead, Complex Investment Product Oversight
cetera financial groupDallas, TX
Lead, Complex Investment Product Oversight
L7
cetera financial groupDallas, TXtoday
Industries
Portfolio Management and Investment AdviceMiscellaneous Financial Investment ActivitiesInvestment Banking and Securities IntermediationCetera Financial Group in Dallas, TX seeks an experienced Manager for the Complex Products team to oversee supervision of complex investment products, including alternatives and annuities. You will lead a team, ensure regulatory adherence, and serve as SME for internal and client inquiries.
The role requires deep product knowledge, FINRA licensing, and strong leadership to drive training and collaboration with Legal, Compliance, Risk, and Operations.
Apply now
Level
ManagerL7
Location
Dallas, TX
Occupation
Investment Fund Managers
Industry
Portfolio Management and Investment Advice
Posted
today
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