Lead, Complex Investment Product Oversight

L7

cetera financial groupDallas, TXtoday
Cetera Financial Group in Dallas, TX seeks an experienced Manager for the Complex Products team to oversee supervision of complex investment products, including alternatives and annuities. You will lead a team, ensure regulatory adherence, and serve as SME for internal and client inquiries. The role requires deep product knowledge, FINRA licensing, and strong leadership to drive training and collaboration with Legal, Compliance, Risk, and Operations.
Apply now
Apply now

Level

ManagerL7

Location

Dallas, TX

Occupation

Investment Fund Managers

Industry

Portfolio Management and Investment Advice

Posted

today

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