VP, Fixed Income Trade Surveillance & Compliance

L7

td securities usaChester, NJyesterday
TD Securities (USA) LLC in New York invites a Vice President to lead the trade surveillance team within Compliance. You will oversee regulatory risk management for Fixed Income, Commodities, Options and Futures, guiding a team of specialists and partnering with front office and control functions. The role requires broad product knowledge, strong leadership, and the ability to translate regulatory changes into practical controls.
Apply now
Apply now

Level

ManagerL7

Location

Chester, NJ

Occupation

Compliance Managers

Industry

Investment Banking and Securities Intermediation

Posted

yesterday

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