VP, Fixed Income Trade Surveillance & Compliance
td securities usaChester, NJ
VP, Fixed Income Trade Surveillance & Compliance
L7
td securities usaChester, NJyesterday
Occupations
Compliance ManagersCompliance OfficersSecurities, Commodities, and Financial Services Sales AgentsIndustries
Investment Banking and Securities IntermediationSecurities and Commodity ExchangesMiscellaneous IntermediationTD Securities (USA) LLC in New York invites a Vice President to lead the trade surveillance team within Compliance. You will oversee regulatory risk management for Fixed Income, Commodities, Options and Futures, guiding a team of specialists and partnering with front office and control functions.
The role requires broad product knowledge, strong leadership, and the ability to translate regulatory changes into practical controls.
Apply now
Level
ManagerL7
Location
Chester, NJ
Occupation
Compliance Managers
Industry
Investment Banking and Securities Intermediation
Posted
yesterday
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