Chief Compliance Officer, US Institutional Broker-Dealer

Octaura is seeking a commercially minded Head of Compliance to lead regulatory affairs as the company grows in the U.S. institutional broker-dealer space. The VP of Compliance will own the compliance framework and partner with the CEO and executive team to balance risk with opportunity. This hands-on leader will build and sustain policies, risk assessments, AML, surveillance, and data/AI governance while guiding filings, audits, and training across multiple entities.