Senior Compliance Strategist - Options Trading (Hybrid)
peak6 investmentsChicago, IL
Senior Compliance Strategist - Options Trading (Hybrid)
L5
peak6 investmentsChicago, ILyesterday
Occupations
Compliance ManagersCompliance OfficersSecurities, Commodities, and Financial Services Sales AgentsIndustries
Investment Banking and Securities IntermediationPortfolio Management and Investment AdviceMiscellaneous Financial Investment ActivitiesPeak6 Investments LLC is seeking a Senior Compliance Analyst to join our Compliance Department and help design, implement, and oversee a robust firm-wide compliance program for an options market making and proprietary trading broker-dealer environment. You will lead policy development, training, and risk assessments while ensuring adherence to SEC, FINRA, and CBOE rules. The role supports hybrid work and requires strong project management and communication skills.
Apply now
Level
SeniorL5
Location
Chicago, IL
Occupation
Compliance Managers
Industry
Investment Banking and Securities Intermediation
Posted
yesterday
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