Financial Compliance Surveillance Analyst (Hybrid)

L4

osaicOakdale, MNyesterday
The Surveillance Analyst at Osaic will conduct field advisor and product activity-based reviews under the Compliance Manager. You will assess trading activity, alerts, and risk indicators to identify potential violations. Role requires a Bachelor's degree or equivalent experience, 2–3 years in financial securities, and strong MS Excel/Word skills. Hybrid in-office schedule at multiple hubs, with a preference for candidates located near Oakdale MN hub.
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Level

MidL4

Location

Oakdale, MN

Occupation

Compliance Officers

Industry

Investment Banking and Securities Intermediation

Posted

yesterday

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