Financial Compliance Surveillance Analyst (Hybrid)
osaicOakdale, MN
Financial Compliance Surveillance Analyst (Hybrid)
L4
osaicOakdale, MNyesterday
Industries
Investment Banking and Securities IntermediationMiscellaneous Financial Investment ActivitiesPortfolio Management and Investment AdviceThe Surveillance Analyst at Osaic will conduct field advisor and product activity-based reviews under the Compliance Manager. You will assess trading activity, alerts, and risk indicators to identify potential violations. Role requires a Bachelor's degree or equivalent experience, 2–3 years in financial securities, and strong MS Excel/Word skills. Hybrid in-office schedule at multiple hubs, with a preference for candidates located near Oakdale MN hub.
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Level
MidL4
Location
Oakdale, MN
Occupation
Compliance Officers
Industry
Investment Banking and Securities Intermediation
Posted
yesterday
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