Hybrid Regional Supervision Lead – Finance & Compliance
osaicAtlanta, GA
Hybrid Regional Supervision Lead – Finance & Compliance
L4
osaicAtlanta, GAyesterday
Industries
Investment Banking and Securities IntermediationPortfolio Management and Investment AdviceMiscellaneous Financial Investment ActivitiesOsaic is looking for a Regional Supervision Manager in Atlanta to oversee brokerage and advisory transactions ensuring compliance with firm policies. This role requires working in a hybrid model, with a minimum of 4 days a week in the office.
The ideal candidate will have at least three years of experience in a related role, strong understanding of FINRA regulations, and the necessary securities licenses. Benefits include health, dental, and vision insurance, as well as 401(k) and paid time off.
Apply now
Level
MidL4
Location
Atlanta, GA
Occupation
Financial Managers
Industry
Investment Banking and Securities Intermediation
Posted
yesterday
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