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Senior Compliance Officer

L5

morgan stanleyDallas, TXyesterday
Morgan Stanley is seeking a Vice President Compliance Testing to design and execute regulatory and compliance-based reviews across Institutional Equities, Fixed Income, Commodities, Prime Brokerage, Investment Banking, Research and Operations. You will lead testing efforts, obtain management buy-in, and drive remediation of findings using advanced data analytics and AI tools. The role emphasizes testing design, on-site execution, and cross-regional collaboration within the Non-Financial Risk
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Level

SeniorL5

Location

Dallas, TX

Occupation

Compliance Officers

Industry

Investment Banking and Securities Intermediation

Posted

yesterday

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