ACAT Analyst
rit solutionsNew York, NY
ACAT Analyst
L5
rit solutionsNew York, NYtoday
Occupations
Financial Specialists, All OtherAccountants and AuditorsBookkeeping, Accounting, and Auditing ClerksIndustries
Investment Banking and Securities IntermediationMiscellaneous IntermediationOther Management Consulting ServicesACAT Analyst Our client is seeking an experienced ACAT Analyst to support automated customer account transfer service operations. This role offers the opportunity to work remotely managing account transitions and compliance within a financial services organization. Responsibilities & Qualifications Process and manage automated customer account transfers (ACAT) with accuracy and attention to detail Review account transfer requests for completeness and regulatory compliance Communicate with internal teams and clients to resolve transfer issues and expedite account closures Monitor transfer timelines and escalate delays or exceptions to supervisors Document transfer activities and maintain detailed records for audit and compliance purposes Provide support during peak transfer periods and assist with process improvements Assist with training and onboarding of new team members as needed
Requirements:
58 years of experience in ACAT operations, brokerage operations, or account transfer services Strong knowledge of ACAT processes, industry regulations, and SEC/Client compliance requirements Proficiency with transfer platforms and financial systems (specific tools may vary by client) Excellent organizational and time management skills with ability to handle multiple priorities Clear written and verbal communication skills for cross-functional collaboration Attention to detail and commitment to accuracy in high-volume transaction environments Ability to work independently in a remote environment and meet established deadlines
Apply now
Level
SeniorL5
Location
New York, NY
Occupation
Financial Specialists, All Other
Industry
Investment Banking and Securities Intermediation
Posted
today
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