Head of Trade Surveillance & Financial Crimes Compliance
futu holdingsDallas, TX
Head of Trade Surveillance & Financial Crimes Compliance
L7
futu holdingsDallas, TXtoday
Occupations
Compliance ManagersCompliance OfficersSecurities, Commodities, and Financial Services Sales AgentsIndustries
Miscellaneous IntermediationFinancial Transactions Processing, Reserve, and Clearinghouse ActivitiesInvestment Banking and Securities IntermediationFutu US Inc. is seeking a Director of Trade Surveillance & Financial Crimes Compliance to lead and enhance our firm's surveillance and AML programs. The role oversees market abuse surveillance, KYC/CDD, transaction monitoring, regulatory reporting, and governance. The successful candidate will partner with Compliance, Risk, Legal, Technology, and Operations to strengthen the compliance framework while supporting growth. Strong leadership and regulatory knowledge are essential.
Apply now
Level
ManagerL7
Location
Dallas, TX
Occupation
Compliance Managers
Industry
Miscellaneous Intermediation
Posted
today
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