Head of Trade Surveillance & Financial Crimes Compliance

L7

futu holdingsDallas, TXtoday
Futu US Inc. is seeking a Director of Trade Surveillance & Financial Crimes Compliance to lead and enhance our firm's surveillance and AML programs. The role oversees market abuse surveillance, KYC/CDD, transaction monitoring, regulatory reporting, and governance. The successful candidate will partner with Compliance, Risk, Legal, Technology, and Operations to strengthen the compliance framework while supporting growth. Strong leadership and regulatory knowledge are essential.
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Level

ManagerL7

Location

Dallas, TX

Occupation

Compliance Managers

Industry

Miscellaneous Intermediation

Posted

today

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