Americas Compliance MD – Broker-Dealer & Marketing

L7

inforcapitalBrooklyn, NYyesterday
Blue Owl Capital is hiring a Managing Director to lead compliance for its Americas broker-dealer, distribution and global marketing functions. Based in Short Hills, New Jersey, you will oversee regulatory filings, training, and testing, and partner with cross-border teams to maintain global standards. The role requires 12-15 years of FINRA broker-dealer compliance experience, including marketing and distribution compliance across institutional and private wealth channels, with an active FINRA
Apply now
Apply now

Level

ManagerL7

Location

Brooklyn, NY

Occupation

Compliance Managers

Industry

Investment Banking and Securities Intermediation

Posted

yesterday

To get sharper similar jobs, create your profile using the link below.

Create profile