Americas Compliance MD – Broker-Dealer & Marketing
inforcapitalBrooklyn, NY
Americas Compliance MD – Broker-Dealer & Marketing
L7
inforcapitalBrooklyn, NYyesterday
Industries
Investment Banking and Securities IntermediationMiscellaneous IntermediationMiscellaneous Financial Investment ActivitiesBlue Owl Capital is hiring a Managing Director to lead compliance for its Americas broker-dealer, distribution and global marketing functions. Based in Short Hills, New Jersey, you will oversee regulatory filings, training, and testing, and partner with cross-border teams to maintain global standards.
The role requires 12-15 years of FINRA broker-dealer compliance experience, including marketing and distribution compliance across institutional and private wealth channels, with an active FINRA
Apply now
Level
ManagerL7
Location
Brooklyn, NY
Occupation
Compliance Managers
Industry
Investment Banking and Securities Intermediation
Posted
yesterday
To get sharper similar jobs, create your profile using the link below.