Deputy Chief Compliance Officer - Regulatory Leader

L7

ripplingNew York, NYyesterday
Alger seeks a highly motivated Vice President, Deputy Chief Compliance Officer to lead the firm's compliance program for three SEC-registered advisers. Reporting to the Senior VP, Head of Legal & Compliance, this role combines strategic oversight with hands-on execution to foster a culture of ethics. You will design and enforce policies, supervise staff, monitor trading activity, coordinate with investment, trading, operations, marketing and client service teams, and manage SEC examinations.
Apply now
Apply now

Level

ManagerL7

Location

New York, NY

Occupation

Compliance Managers

Industry

Investment Banking and Securities Intermediation

Posted

yesterday

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