Regulatory Relations Specialist

L5

larson maddoxOak Ridge, NJyesterday

$140,000 per year

Overview: Join a dynamic Regulatory Relations team supporting compliance and engagement efforts for a group of regulated entities, including global trade repository operations. This role plays a key part in managing interactions with domestic and international regulatory bodies and ensuring timely, accurate responses to regulatory inquiries.
Location: Hybrid (based out of Hoboken, NJ)
Compensation: $140,000-$170,000 base salary, plus bonus Base pay range $140,000.00/yr - $170,000.00/yr
Responsibilities: Act as a liaison between the organization and global regulatory authorities Coordinate responses to regulatory requests by gathering information across departments and levels Review and track regulatory submissions for completeness and timeliness Organize and manage onsite regulatory examinations, including meeting logistics and document preparation Prepare briefing materials and key messaging for meetings with regulators Draft internal reports, summaries, and other documentation for leadership and stakeholders Support internal reporting related to examinations, meetings, and ad hoc regulatory matters Uphold compliance standards by following established procedures and identifying potential risks Provide general support to the Regulatory Relations leadership team as needed
Qualifications: Minimum 5 years of relevant experience in regulatory affairs, compliance, or a related field Bachelor's degree preferred, or equivalent professional experience Familiarity with global regulatory bodies such as ESMA, FCA, MAS, or similar authorities Experience in derivatives or financial markets is a plus Flexibility to work outside standard business hours to accommodate global time zones Details
Seniority level: Entry level
Employment type: Full-time Job function: General Business Referrals increase your chances of interviewing at Larson Maddox by 2xRelated roles Regulatory Affairs Specialist - Quality/Regulatory — Totowa, NJClerical Associate - Administrative Law & Regulatory Litigation — Totowa, NJRegulatory Review and Compliance Inspector Public Affairs Manager, Legal and Regulatory Healthcare Regulatory Compliance Specialist — New York, NYRegulatory Affairs Manager – New York City
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Level

SeniorL5

Salary

$140,000 per year

Location

Oak Ridge, NJ

Occupation

Regulatory Affairs Specialists

Industry

Investment Banking and Securities Intermediation

Posted

yesterday

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