Hybrid Chief Compliance Officer - FinReg Leader (Remote)
caldwell securitiesSausalito, CA
$175,000 – $325,000
Apply nowHybrid Chief Compliance Officer - FinReg Leader (Remote)
L8
caldwell securitiesSausalito, CAtoday
$175,000 – $325,000
Industries
Miscellaneous IntermediationInvestment Banking and Securities IntermediationMiscellaneous Financial Investment ActivitiesA growing financial services firm is seeking a Chief Compliance Officer in Sausalito, CA, to oversee compliance with SEC and FINRA regulations.
The ideal candidate will have:
5-15+ years of experience and must possess necessary FINRA licenses. This role balances strategic leadership with hands-on execution, offering a competitive compensation package of $175,000 – $325,000+, including benefits. Flexible work arrangements may be available for qualified candidates.
Apply now
Level
DirectorL8
Salary
$175,000 – $325,000
Location
Sausalito, CA
Occupation
Compliance Managers
Industry
Miscellaneous Intermediation
Posted
today
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