Senior Compliance Manager, Hedge Fund - Broad Impact
jw michaelsChicago, IL
Senior Compliance Manager, Hedge Fund - Broad Impact
L5
jw michaelsChicago, IL4 days ago
Industries
Miscellaneous IntermediationInvestment Banking and Securities IntermediationMiscellaneous Financial Investment ActivitiesJW Michaels & Co. in Chicago seeks a Senior Compliance Manager to lead a lean compliance team, owning core programs and providing regulatory guidance with direct access to senior leadership. You will partner with Legal, Trading, Operations, Investor Relations and oversee Form ADV, Form PF, Code of Ethics administration, personal trading surveillance, marketing rule compliance, and regulatory testing to support a growing platform.
Apply now
Level
SeniorL5
Location
Chicago, IL
Occupation
Compliance Managers
Industry
Miscellaneous Intermediation
Posted
4 days ago
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