Senior Compliance Manager, Hedge Fund - Broad Impact

L5

jw michaelsChicago, IL4 days ago
JW Michaels & Co. in Chicago seeks a Senior Compliance Manager to lead a lean compliance team, owning core programs and providing regulatory guidance with direct access to senior leadership. You will partner with Legal, Trading, Operations, Investor Relations and oversee Form ADV, Form PF, Code of Ethics administration, personal trading surveillance, marketing rule compliance, and regulatory testing to support a growing platform.
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Level

SeniorL5

Location

Chicago, IL

Occupation

Compliance Managers

Industry

Miscellaneous Intermediation

Posted

4 days ago

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