Internal Audit, FICC Auditor, Vice President, Salt Lake City

YOUR IMPACT: As the third line of defense, Internal Audit's mission is to independently assess the firm's internal control structure, including the firm's governance processes and controls, and risk management and capital and anti-financial crime frameworks, and to raise awareness of control risk and monitor the implementation of management's control measures. In doing so, internal Audit: Communicates and reports on the effectiveness of the firm's governance, risk management and controls that mitigate current and evolving risk Raises awareness of control risk Assesses the firm's control culture and conduct risks Monitors management's implementation of control measures Goldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firm's businesses and functions, including securities, investment banking, consumer and investment management, risk management, finance, cyber-security and technology risk, and engineering.

RESPONSIBILITIES: Maintain an in-depth understanding of the firm's various regulatory compliance programs Manage and execute audits focused on the firm's compliance with the regulatory and internal policy requirements including planning and scoping, fieldwork and audit test plans, and reporting Drive walkthroughs with stakeholders to perform control design assessments Lead audit testing to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards Coordinate with business and engineering audit teams to identify risks, assess mitigating controls, and make recommendations on improving the control environment Communicates and reports on the audit conclusions and findings, and present to Internal Audit senior management and business stakeholders Follow-up on open audit issues and validate their resolution Participate in department-wide initiatives aimed at continually improving Internal Audit's processes and supporting infrastructure Develop and maintain key stakeholder relationships and regularly engage with the business during the year to assess changes in the risk and control environment Skills and Relevant Experience Bachelor's degree (or higher) in a relevant discipline 8-10 years of relevant work experience in Internal Audit, Compliance, or Risk functions Familiarity with applicable SEC, FINRA, CFTC and NFA, Federal Reserve or Global Banking rules Prior experience in and an understanding of swaps and other derivative products is preferred Highly motivated, delivery focused, analytical and detailed self-starter with proven record in a team-based environment Excellent communications skills (oral and written) to clearly articulate issues and ideas with different levels across stakeholders Strong leadership, interpersonal, and relationship management skills Relevant certification or industry accreditation (e.g., CPA, CIA) is a plusExperience managing audit engagements and teams across locationsProficiency in Microsoft Office tools such as Excel, Word, PowerPointExperience with Data Analytics tools and techniquesProficiency in Microsoft Office SuiteKnowledge of financial markets, products and financial and non-financial risk management (Market, Credit, Liquidity, Operational and Counterparty risk) Strong leadership, interpersonal, and relationship management skillsAbility to work effectively across a large audit team, understanding the team's role in the overall strategy of the firmStrong leadership, interpersonal, and relationship management skillsHighly motivated with the ability to multi-task and remain organized in a fast-paced environmentMust be highly motivated with strong analytical skills, willing and able to learn new businesses and processes quickly

Preferred Qualifications: Relevant certification or industry accreditation (e.g., CPA, CIA) is a plusExperience managing audit engagements and teams across locationsProficiency in Microsoft Office tools such as Excel, Word, PowerPointExperience with Data Analytics tools and techniquesProficiency in Microsoft Office SuiteKnowledge of financial markets, products and financial and non-financial risk management (Market, Credit, Liquidity, Operational and Counterparty risk) Strong leadership, interpersonal, and relationship management skillsAbility to work effectively across a large audit team, understanding the team's role in the overall strategy of the firmStrong leadership, interpersonal, and relationship management skillsHighly motivated with the ability to multi-task and remain organized in a fast-paced environmentMust be highly motivated with strong analytical skills, willing and able to learn new businesses and processes quickly

Posting Date: 2026-10-06