Swap Dealer Compliance Consultant

jcw groupLouisville, KYtoday

Occupations

Compliance Managers Compliance Officers Regulatory Affairs Specialists

Industries

Miscellaneous Intermediation Investment Banking and Securities Intermediation Commodity Contracts Intermediation

This is contract role (40 hours per week) looking to start ASAP and run through August 2027. NYC based individuals are preferred but the work can be conducted primarily remote. We are seeking an experienced Swap Dealer regulatory professional to support an FBO become registered as a Swap Dealer with the CFTC.

Responsibilities:

Support a foreign banking organization through CFTC Swap Dealer registration and the build-out of its US compliance framework
Work alongside a client-facing advisory team on registration, policies and procedures, and the regulatory requirements that come with SD status
Opportunity to contribute to upcoming SEC security-based swap dealer registration projects as they kick off

Requirements: 8+ years demonstrable experience supporting a CFTC Swap Dealer in a regulatory or compliance capacity. Hands-on experience with Swap Dealer registration is a major plus

Apply now

Level

SeniorL5

Location

Louisville, KY

Occupation

Compliance Managers

Industry

Miscellaneous Intermediation

Posted

today

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