Associate General Counsel

About the Company: Premier community for legal & executive peers in high-growth tech companies Industry Professional Training & Coaching Type Privately Held Founded 2015 Employees 51-200

About the Role: The Company is in search of an Associate General Counsel to play a key role in its mission to redefine wealth management through technology and expertise. This pivotal position involves shaping the legal foundation of a fast-growing fintech, with a focus on the intersection of technology and financial services. The successful candidate will be the primary legal partner for business teams, handling a wide range of legal matters, including contracts, transactional work, and regulatory issues. Responsibilities include end-to-end ownership of contract review and negotiation, close collaboration with compliance on regulatory questions, and support for corporate transactions in an investment adviser and broker-dealer environment. The ideal candidate for the Associate General Counsel role at the company will have a JD from an accredited law school, active bar membership, and in-house legal experience within technology, financial services, or fintech. A strong background in corporate/transactional or regulatory law, proven ability to independently manage commercial agreements, and excellent communication skills are essential. The role also requires the ability to support financings, strategic partnerships, M&A diligence, and to help shape the company's response to evolving legal and regulatory developments. The candidate should be comfortable in a dynamic, fast-paced environment and be willing to engage deeply with regulatory frameworks. Building internal training resources and managing outside counsel on specialized matters are also core aspects of the position. Hiring Manager Title Chief Legal Officer Functions Legal