Broker-Dealer Operations & Compliance Lead

L7

brexMillbrae, CAyesterday
Brex is seeking a Manager of Broker-Dealer Operations to ensure accurate and compliant daily trading activities, while defining a control environment and auditable processes. You will lead incident response playbooks, close regulatory findings, and work with Compliance, Legal, Product, and Engineering to scale controls for new workflows and product changes. The role emphasizes strong judgment, risk assessment, and documentation quality in a regulated fintech setting, with a focus on process
Apply now
Apply now

Level

ManagerL7

Location

Millbrae, CA

Occupation

Compliance Managers

Industry

Investment Banking and Securities Intermediation

Posted

yesterday

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