Senior Securities Investigator Hybrid, Regulatory Enforcement
maineguidecomGardiner, ME
Senior Securities Investigator Hybrid, Regulatory Enforcement
L5
maineguidecomGardiner, MEtoday
Occupations
Securities, Commodities, and Financial Services Sales AgentsBrokerage ClerksFraud Examiners, Investigators and AnalystsIndustries
Investment Banking and Securities IntermediationRegulation, Licensing, and Inspection of Miscellaneous Commercial SectorsSecurities and Commodity ExchangesThe Maine Office of Securities, part of the Department of Professional and Financial Regulation, is seeking a Senior Securities Specialist (Investigator) in Gardiner, ME. You will help Mainers with complaints about investments and investigate possible securities violations. The role requires strong communication, knowledge of securities laws, and the ability to analyze complex transactions. A hybrid work schedule is available after training, with a comprehensive benefits package and training
Apply now
Level
SeniorL5
Location
Gardiner, ME
Occupation
Securities, Commodities, and Financial Services Sales Agents
Industry
Investment Banking and Securities Intermediation
Posted
today
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