Chief Compliance Strategist – Investment Advisory
aligned wealthMiami, FL
Chief Compliance Strategist – Investment Advisory
L7
aligned wealthMiami, FLtoday
Industries
Portfolio Management and Investment AdviceMiscellaneous Financial Investment ActivitiesOther Management Consulting ServicesAligned Wealth, a Miami-based advisory firm, is seeking a Vice President, Compliance to lead and enhance the firm's compliance program. The role collaborates with advisory, legal, operations, IT and support teams to ensure regulatory obligations are met. Deep expertise in investment advisory compliance and the Investment Advisers Act of 1940 is required. The position is full-time and in-person at the Miami office, focusing on day-to-day oversight, risk reviews, and ongoing policy development for
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Level
ManagerL7
Location
Miami, FL
Occupation
Compliance Managers
Industry
Portfolio Management and Investment Advice
Posted
today
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