Skip to main content

Chief Compliance Strategist – Investment Advisory

L7

aligned wealthMiami, FLtoday
Aligned Wealth, a Miami-based advisory firm, is seeking a Vice President, Compliance to lead and enhance the firm's compliance program. The role collaborates with advisory, legal, operations, IT and support teams to ensure regulatory obligations are met. Deep expertise in investment advisory compliance and the Investment Advisers Act of 1940 is required. The position is full-time and in-person at the Miami office, focusing on day-to-day oversight, risk reviews, and ongoing policy development for
Apply now (opens in a new tab)
Apply now (opens in a new tab)

Level

ManagerL7

Location

Miami, FL

Occupation

Compliance Managers

Industry

Portfolio Management and Investment Advice

Posted

today

To get sharper similar jobs, create your profile using the link below.

Create profile