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Senior Risk & Supervisory Leader – Wealth Management

L5

ubsNew York, NYtoday
UBS in New York seeks a risk and supervision lead to drive sales supervision, compliance and business risk initiatives. You will review supervision processes, support Branch Review and Group Internal Audit, and partner with Compliance to shape policy. The role requires strong leadership, exceptional communication, and independent judgment. You will visit branches, help develop action plans for audits, and act as a point of contact for unresolved issues.
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Apply now (opens in a new tab)

Level

SeniorL5

Location

New York, NY

Occupation

Compliance Managers

Industry

Portfolio Management and Investment Advice

Posted

today

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