Senior Risk & Supervisory Leader – Wealth Management
ubsNew York, NY
Senior Risk & Supervisory Leader – Wealth Management
L5
Industries
Portfolio Management and Investment AdviceCommercial BankingInvestment Banking and Securities IntermediationUBS in New York seeks a risk and supervision lead to drive sales supervision, compliance and business risk initiatives. You will review supervision processes, support Branch Review and Group Internal Audit, and partner with Compliance to shape policy. The role requires strong leadership, exceptional communication, and independent judgment. You will visit branches, help develop action plans for audits, and act as a point of contact for unresolved issues.
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Level
SeniorL5
Location
New York, NY
Occupation
Compliance Managers
Industry
Portfolio Management and Investment Advice
Posted
today
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