Real-Time Trading Compliance Specialist
tradermathHartford, CT
Real-Time Trading Compliance Specialist
L5
tradermathHartford, CT8 days ago
Occupations
Compliance ManagersCompliance OfficersSecurities, Commodities, and Financial Services Sales AgentsIndustries
Investment Banking and Securities IntermediationSecurities and Commodity ExchangesPortfolio Management and Investment AdvicePoint 72's Compliance Team is seeking an experienced professional to provide real-time coverage for traders, offering clear guidance on trade approvals and conduct. You will lead the design and enhancement of pre-trade and post-trade surveillance, coordinate with legal, risk, operations, finance, technology, and vendors, and drive compliant go-to-market execution.
Qualifies with a Juris Doctorate, bar admission, 5+ years in investment-manager compliance, and a proven ability to analyze trading
Apply now
Level
SeniorL5
Location
Hartford, CT
Occupation
Compliance Managers
Industry
Investment Banking and Securities Intermediation
Posted
8 days ago
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