BD/RIA Regulatory Risk Manager
rsm usChicago, IL
BD/RIA Regulatory Risk Manager
L5
rsm usChicago, ILyesterday
Industries
Other Management Consulting ServicesAdministrative Management and General Management Consulting ServicesInvestment Banking and Securities IntermediationRSM US LLP is seeking a highly motivated manager to lead regulatory compliance efforts for broker-dealers and registered investment advisers within its Financial Services Risk Consulting practice in Chicago. You will drive assessments, provide governance recommendations, and manage multiple client engagements while mentoring teams. You will stay current on industry regulations, develop client relationships, and contribute to business development.
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Level
SeniorL5
Location
Chicago, IL
Occupation
Compliance Managers
Industry
Other Management Consulting Services
Posted
yesterday
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