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Senior Investment Compliance Lead - Monitoring & Automation

L5

oliver james groupBaltimore, MD2 days ago
Oliver James Group partners with a leading global investment management firm to hire a Senior Manager to lead its Investment Compliance Monitoring function. This role combines deep technical knowledge of investment guidelines and monitoring with hands-on leadership to own a team-wide monitoring framework. You will oversee pre-trade, post-trade and batch processes, partner with trading, legal, risk and operations, and drive data-led improvements and AI-enabled solutions.
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Apply now (opens in a new tab)

Level

SeniorL5

Location

Baltimore, MD

Occupation

Compliance Managers

Industry

Portfolio Management and Investment Advice

Posted

2 days ago

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