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Principal Legal Counsel

L5

ssc technologies holdingsDenver, COyesterday
Principal Legal Counsel Supports Investment Company Act of 1940 ('40 Act) fund governance and registration matters for open-end and closed-end funds. Provides legal administration services to SS&C clients. Prepares and negotiates fund-related agreements as needed. SS&C combines proprietary technology with deep industry expertise to support complex financial and health care operations. Our teams design, implement, and operate solutions that help clients manage data, automate processes, and scale their businesses with confidence. You will work with industry experts, modern platforms, and evolving technologies, gaining exposure to real-world operational challenges and large-scale enterprise environments.
How You Will Make an Impact: Provide advice and expertise on investment adviser, mutual fund, ETF and closed-end fund legal matters. Prepare and oversee production of various mutual fund, ETF and closed-end fund regulatory filings with the U.S. Securities and Exchange Commission, including registration statements on Form N-1A and Form N-2.Prepare and oversee production of materials for '40 Act fund board meetings and attend board meetings and draft minutes. Collaborate with paralegal teams in providing legal administration services. May supervise one or more paralegals depending on experience. Prepare and review advisory, transfer agency and fund administration agreements. Monitor and report on regulatory developments. Other duties as assigned from time to time.
Required Experience: Juris Doctorate 10+ years of experience at a law firm or financial services firm focusing on Advisers Act and '40 Act practice. Ability to manage multiple client matters simultaneously. Ability to work with little supervision. Advanced computer skills, including Microsoft Office (i.e., Word, Excel, PowerPoint, etc).Experience with AI platforms a plus. Excellent verbal and written communication skills with strong ability to communicate with internal and external clients. Must be willing to work on site a minimum of 6 days/monthSS&C Technologies offers a comprehensive total rewards package designed to support your wellbeing, growth, and future. Our benefits include medical, dental, and vision coverage; a 401(k) plan with company match; paid time off, holidays, and parental leave; and professional development reimbursement opportunity. Actual base salary will vary based on several factors, including but not limited to relevant skills, prior experience, education, demonstrated performance, and geographic location. Applications will be accepted on an ongoing basis until the position is filled. SS&C Technologies is an Equal Employment Opportunity employer and does not discriminate against any applicant for employment or employee on the basis of race, color, religious creed, gender, age, marital status, sexual orientation, national origin, disability, veteran status or any other classification protected by applicable discrimination laws.
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Level

SeniorL5

Location

Denver, CO

Occupation

Lawyers

Industry

Offices of Lawyers

Posted

yesterday

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