FINRA Licensed Wealth Associate
virtual vocationsDenver, CO
FINRA Licensed Wealth Associate
L5
virtual vocationsDenver, COtoday
Occupations
Securities, Commodities, and Financial Services Sales AgentsPersonal Financial AdvisorsInvestment Fund ManagersIndustries
Portfolio Management and Investment AdviceMiscellaneous Financial Investment ActivitiesMiscellaneous IntermediationHandling escalated client calls and providing coaching to associates, the full-time remote FINRA Licensed Wealth Associate will manage complex issues, conduct supervisory reviews, and enhance wealth management conversations in alignment with regulatory compliance and company values.
Key responsibilities:
Manage and resolve complex escalated client calls in partnership with Supervisory Managers
Provide ongoing coaching to associates on wealth management strategies and service excellence
Conduct supervisory reviews and monitor call quality to ensure compliance and improve team performance
Required qualifications:
Bachelor's Degree or equivalent experience in financial services
FINRA Series 7, 63, 65, and 24 registrations required
Five years of experience in wealth management
Demonstrated ability to handle client escalated issues effectively
Deep knowledge of wealth management and tax-exempt sales strategies
Apply now (opens in a new tab)
Level
SeniorL5
Location
Denver, CO
Occupation
Securities, Commodities, and Financial Services Sales Agents
Industry
Portfolio Management and Investment Advice
Posted
today
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