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FINRA Licensed Trading Specialist

L5

virtual vocationsDenver, CO4 days ago

Occupations

Securities, Commodities, and Financial Services Sales AgentsBrokerage ClerksFinancial Specialists, All Other

Industries

Investment Banking and Securities IntermediationMiscellaneous IntermediationCommodity Contracts Intermediation
Monitoring live trading activity, the remote FINRA Licensed Trading Specialist will ensure accurate trade execution across multiple sessions, investigate trading issues, and coordinate responses to disruptions while supporting the health of the trading infrastructure.
Key responsibilities: Execute Written Supervisory Procedures to comply with SEC and FINRA rules Monitor trading activity and resolve inquiries related to trades Engage with cross-functional teams on product development and problem-solving
Required qualifications: Bachelor's Degree or equivalent work experience 3-5 years of experience in a broker-dealer operations/trading environment FINRA Series 7 license required FINRA 57 license required Strong understanding of brokerage operation functions
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Apply now (opens in a new tab)

Level

SeniorL5

Location

Denver, CO

Occupation

Securities, Commodities, and Financial Services Sales Agents

Industry

Investment Banking and Securities Intermediation

Posted

4 days ago

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